ASTR 1210 (O'Connell) Study Guide 18
Poster from a 1957 movie featuring all
the earmarks of the classic invasion
Because it fixes the ultimate scope of the human universe by exploring
the largest scales of space and time, astronomy has always had
a strong hold on the imagination. Inevitably, discoveries about
stars and planets raise questions about life on other worlds.
Speculation about inhabitants of other planets goes almost as
far back in history as there are written records, but it was given new
impetus after 1550 by the enormous Copernican/Galilean universe, which was
potentially infinite in extent and possibly filled with planets
like the Earth. This idea was championed by
Until the end of the 19th century, aliens were usually imagined to be
enlightened and benevolent creatures. Since then, the popular concept
of aliens has darkened considerably. As the movie poster above
vividly testifies, they are now typically viewed as menacing (the
Steven Spielberg cutie-pie creations in "ET" and "Close Encounters of
the Third Kind" notwithstanding).
The change can be traced to a single novel, stimulated in turn
by astronomers' studies of the planet Mars. This lecture
discusses the novel and one of its main legacies: a remarkably
widespread form of mild mass hysteria, the "UFO" phenomenon.
"UFO's" lead us to return to the subject of the standards of
scientific evidence and interpretation of observations.
drama: flying saucers, death
rays, and big-headed, bug-eyed aliens
with triangular faces and a
penchant for scantily-clad women.
Martians rule the British Navy in "War of the Worlds"
A. The War of the Worlds
Claims of some astronomers (1875+) to have
detected Martian "canals" and
Percival Lowell's widely
circulated arguments that these were artificial and were built by
civilizations on Mars provoked intense public interest in
the possibility of extraterrestrial life.
Intrigued by the notion of life on Mars, the English
Wells wrote the
The War of the Worlds (1898)
- This was the first hostile alien invasion story.
- Wells was one of the first novelists to understand
clearly the wider implications of scientific discoveries.
- In WoW, he combines the vast Copernican cosmos (no longer
centered on the Earth or mankind's welfare and potentially rife
with advanced lifeforms) with Darwinian evolution, which
implies competition for scarce resources and "survival of the
- The inevitable implication of these two ideas is
interplanetary migration, a concept Wells first introduced in
his novel. The evolutionary imperative means that migration can take
the form of a hostile invasion.
Recall that the Mars envisioned by Lowell was a desert planet, where
the inhabitants were in a desperate struggle for survival. In Wells'
novel, the Martians, with "intellects vast and cool and unsympathetic,
regarded this Earth with envious eyes, and slowly and surely drew
their plans against us."
- More generally, Wells recognizes that the extraterrestrial
environment is not benign for humans:
"We can never anticipate
the unseen good or evil that may come upon us suddenly out of
Modern astronomers would certainly agree with that statement, though
they might doubt the likelihood of "unseen good." Public fascination
with aliens notwithstanding, the modern assessment is that realistic
threats from advanced alien lifeforms are a much more remote
possibility than those from our natural cosmic environment:
asteroid and comet impacts, energetic outbursts on the sun,
supernovae and other stellar explosions, etc.
- Wells also incorporated ecological ideas in the form of the
symbiotic relationship between advanced lifeforms and microorganisms
and the fact that this will differ from planet to planet. The humans
are powerless in the face of Martian military technology, but [spoiler
alert] terrestrial bacteria prove fatal to the Martians and save
mankind in the end.
- Wells was a social commentator, not a scientist, and the
novel constitutes an incisive critique of modern life: the
evils of colonialism, now visited ruthlessly upon the British
Empire --- the world's largest --- by the
Martians; the fragility of civilization
(e.g. the panicky evacuation of London; the fact that the food chain
is inverted in a matter of hours, with humans becoming Martian dinners);
the shallowness of religion and conventional moral judgements
(e.g. the curate).
- Wells recognized (and implicitly warned about) the rapid pace of
(human) technological development and its implications for society
- The military technology of Wells' Martians is utterly
overwhelming yet is not even 100 years more advanced than their
human opponents'. The US military today could easily handle the
Martians in the story. (But compare this measly one century Martian advantage
to the millions of years of development that are likely to separate us
from any real space-faring aliens.)
- Wells was adept at seeing where technology was leading. His
fictional Martian fighting
machines (tanks) and poison gas materialized as key weaponry in
World War I, 15 years later. In later works, Wells predicted the
military importance of aircraft and described for the first time the
devastation of an atomic war --- in 1914, a quarter century
before practical atomic weapons were even conceived.
- The larger implication is that technology is rapidly transforming
human cultures, and the consequences are not easy to predict.
- Wells was not optimistic that mankind would take the lessons in his
writings to heart. His self-epitaph: "I told you so. You
- The War of the Worlds was a watershed creation.
It struck a
tremendous resonance in the popular imagination. It has been
in continuous print for 120
years and became the archetype for a vast body of later
science fiction and other speculative literature.
- Translations of the story to the
panic-inducing 1938 Halloween eve radio broadcast (by Orson
Welles, no relation) and the first special-effects-heavy invasion film
(1953) heralded a major wave of radio, television, and
stories (ca. 1940 to the present).
- Today, aliens are a staple of modern popular culture. The
media are so saturated with them that we think it is normal and
amusing, rather than surpassingly strange, if third graders spend
hours happily imagining themselves to be pursued across deep space by
hostile aliens, as in Calvin &
| Intrepid junior
scientist David notices
something's wrong in the backyard in this comic-book promo for the film "Invaders from Mars,"
a classic 1950's paranoid fantasy in which his parents and most other
adults are taken over by the invaders, except for a dashing astronomer
and a beautiful doctor, who help David save the world---or do they?
B. UFO'S and the Limits of Science
Another lasting legacy of Lowell, Wells, and a vast amount of speculation
by others is the "UFO" controversy. What started as a legitimate (if
mistaken) interpretation of astronomical observations and a brilliant
piece of fiction has become a worldwide mini-industry, with a
multitude of committed believers and its own media and interest
groups, not to mention millions of web sites. It is based on the
belief that the Earth is under continuous surveillance by alien
spacecraft and that there is a government conspiracy to
cover this up.
"UFO" is an abbreviation for "Unidentified Flying Object"
- The popular understanding of a "UFO" is something
unfamiliar in the sky that looks artificial, not natural.
If no further inferences were drawn, this would stand as a reasonable
characterization of an observation. However, encouraged by widespread
publicity, especially in the less discriminating tabloid media, many
people are inclined to assume that
UFO's are always alien
- The scientific view is that, just as the description itself
implies, without further investigation
the "object" is not identified, whether as a spacecraft
or an entirely normal (natural or human) phenomenon.
Who reports UFO's?
UFO reports have many historical precedents.
- Reports are overwhelmingly from untrained observers.
Only a minority come from professionals (pilots, military, police).
- Very few are from scientists, especially those familiar with sky
- Reports are predominantly visual sightings, without a permanent record
or objective data (e.g. radar) of any kind
The modern era of UFO's began in June 1947 with widespread media
coverage of a report that civilian pilot
Kenneth Arnold (at right) had seen a formation of "saucer-like"
aircraft flying at speeds over 1000 mph near Mt. Rainier.
- Apart from the familiar phenomena in the sky, many of which we
have already discussed, there have always been reports of unusual,
- Records of "strange things" seen in the sky extend back as far as
400 BC. They include unusual lights or color displays, sounds, moving
objects, and (in the 19th century) reports of airships. Almost none
were subjected to critical scientific analysis until after 1900.
Most of these undoubtedly originated from real, if uncommon,
phenomena that we now understand well, like light scattering in
the atmosphere, rare cloud types, aurorae, comets, and meteoroids,
which were misperceived as supernatural or anomalous events.
- Publicity over Arnold's sighting led to an intense "flap" of
"flying saucer" reports over the next several years.
A telling irony is that almost all of these reports involved
flying disks or
saucers even though Arnold's original description was that the
strange objects looked like swept-wing aircraft (see the
picture at the right and this Arnold
sketch) and were like saucers only in that they "flew erratic,
like a saucer if you skip it across the water." Newspaper accounts of
the Arnold incident compressed the description into "saucer-like
objects," so the public assumed the craft were round. The
erroneous media description clearly strongly shaped the subsequent
Interest in the Arnold report was amplified by building cold-war
tensions with the USSR. In fact, the primary concern of the government
at the time was that the "saucers" might have been experimental
Soviet aircraft (having somehow managed to get halfway across
the state of Washington without being detected).
The spate of post-Arnold reports
included the now-infamous
Roswell, NM case. This was a low-profile incident at the time but
has more recently been promoted as a classic event because it
consisted of pieces of a supposedly-crashed UFO spacecraft.
- 1947-today: There have been thousands of reports of strange
flying objects, often in similarly concentrated flaps, triggering a
number of USAF & other government investigations. Since the 1970's,
there have also been reports of (temporary) human abductions by
UFO's are an example of an anomalistic phenomenon: something
apparently inconsistent with the prevailing scientific consensus but only
Where do anomalistic phenomena fit into the scientific context? And
under what circumstances should we accept them as expanding the
boundaries or limits of conventional or mainstream science?
Consider mainstream science first:
Our scientific understanding of many aspects of the natural world is
truly profound, as it should be after hundreds of years of concentrated
effort. It encompasses almost everything we encounter in everyday
If our fundamental assumptions about the physical or biological world
were seriously flawed, then, as discussed
in Study Guide 9, much of the technology
we depend on in everyday life, including medicine, would simply not
work. For instance, our deep understanding of electromagnetism is
tested millions of times each second in every electronic device on
Nonetheless, at any time, there are many well-documented
phenomena that scientists do not adequately understand.
These unsolved problems represent the current boundaries of scientific
understanding. They are what drive scientific curiosity and
what active scientists work to explain.
- Examples from the past: stars; motions of the planets; the "red
spot" on Jupiter; the Bubonic Plague; human genetics.
- Examples from the present: "dark" matter and energy;
"junk" DNA; Alzheimer's disease.
Young scientists, especially, like to work on such problems. There
are strong incentives to discover new phenomena or
interpretations that countervail the accepted wisdom. That is how
young people make careers in science. However, they always have the
obligation to demonstrate, usually by very hard work, the validity of
new views to a (properly) skeptical audience.
The first steps in scientific understanding are to identify a
phenomenon and to carefully establish its properties. Interpretation
cannot begin until it can be placed in the rich context of what we
Varieties of pseudo-science
In contrast to the subjects of mainstream science, "anomalistic"
phenomena are not even established as real. There is
insufficient objective, controlled evidence to show that the
claimed phenomena even exist, let alone imply something beyond the
capacity of normal science to explain.
Most of the subjects of "pseudo-science" fall in this
anomalistic category: ESP (extra-sensory perception), telekinesis
(moving objects with mind power), ghosts, astrology, psychic
forecasts, cryptozoology, much "alternative" medicine, etc.
We described some of the features of pseudo-science
in Study Guide 1. Hallmarks
Uncritical acceptance of poorly documented phenomena; lack of
experiments or inadequate experimental controls; inexperienced or
unreliable observers; logical fallicies; non-repeatability; often
self-deception or delusion; often for-profit publicity/entertainment;
sometimes deliberate fraud.
And, critically, inconsistency with the enormous body of
established scientific facts.
Because of the doubtful reality of these phenomena, mainstream
scientists are reluctant to invest much energy in pursuing
Nonetheless, you will find more books on pseudoscience in a typical
American bookstore than on science itself. They sell well because of
their emotional appeal and because most people do not know how
difficult it can be to validate scientific ideas or how to apply
suspended judgement (skepticism, see Study
Guide 1) to new propositions.
The role of credulity
The widespread interest of the public in anomalistic phenomena is
fueled by human credulity: the proclivity to believe things in
the absence of good evidence because they appeal to personal
On the positive side, they may promise excitement and drama; may offer
power, comfort, or money; may be reassuring; or may fulfill personal
wishes. The universe of wishes may not be larger than the real
universe, but it exercises much more powerful attraction for
Peoples' erroneous beliefs are often amplified by crowd
psychology, leading to various forms of aberrant collective
behavior. There is often a dark side to this in the form of a fear
or anger reflex against a perceived, but unsubstantiated,
Collective credulity finds expression in some unpleasant forms: mob
violence, financial bubbles, imaginary maladies,
persecutions --- not to mention the ever more prominent "viral
swarming" that occurs on modern social media.
Collective behavior in its more extreme forms becomes
hysteria, a well documented affliction, some
episodes of which are described
An invaluable handbook of human credulity and mass hysteria throughout
history is the compendium Extraordinary Popular Delusions and the
Madness of Crowds by Charles Mackay,
How should UFO reports be interpreted in a scientific context?
How much credence should be given to the extraterrestrial
- First, recall the important criteria for validation
of scientific claims (see Study Guide 1):
- Quality of the empirical evidence
- Consistency with known science
- Simplicity: the principle known
Razor leads us to choose the interpretation with the fewest
"Extraordinary claims demand extraordinary
evidence." (Carl Sagan)
Empirical validation is essential before we can accept the
extraterrestrial hypothesis --- but using only the highest
standards. Because of its importance, if true, we must require
unimpeachable evidence. According to Occam's Razor, we must
eliminate all ordinary explanations before we appeal to extraordinary
- Data reliability is crucial:
- Unfortunately, and contrary to widespread belief, "eyewitness"
accounts are often faulty, especially from untrained observers.
- Reams of courtroom records in routine criminal cases vividly
attest that eyewitness testimony is often greatly inferior to
circumstantial evidence. See
"On Being Certain" by R. Burton.
- We have already seen, in the case of
the "canals on Mars", how trained
scientists can be misled by visual observations made under marginal
- It is hard to judge visually the distance, speed, & motion
of objects in the sky---even for experienced observers like airline
pilots. Since inferred speed depends on inferred distance, claims of
unnaturally large velocities are doubtful unless distance is well
- Any transient phenomenon is hard to assess
- For these reasons, objective evidence is strongly
preferred, based on radar, imaging, or physical samples, for
- But there has been precious little high quality, objective
evidence concerning UFO's in the last 70 years.
- "Have you noticed since everyone has a
camcorder these days no one talks about seeing UFO's
anymore?" Car Talk, Sept 2002. Yes, it isn't helpful
to the alien enthusiasts that even though there are now billions
of capable video cameras (e.g. in cell phones) spread across
the face of the Earth, there are no better video recordings of alien
spacecraft than there were 40 years ago. This is despite the proven
ability of people to capture sudden, unusual, brief events (airplane
crashes, for instance). The alien pilots are a lot more bashful than
the Los Angeles Police Department.
- A sighting of an "unidentified" object in the sky doesn't demonstrate
the existence of an anomalistic phenomenon. It simply creates
a list of possibilities for its explanation.
- That list must include the full range of possible
mainstream scientific explanations (including a mistake or wishful
thinking). The list must be refined using our full cumulative
understanding of nature and by the empirical probability of
- Something that looks strange to an untrained observer may have
a perfectly ordinary explanation. Even if not, that doesn't mean
the explanation is beyond conventional science.
- Even the word "flying" may be prejudicial in a UFO report.
What are often called UFO's aren't flying at all. They are in the
sky, but they may be outside the Earth's atmosphere: stars,
Scientific assessment of UFO reports
Some of the most surprising natural features that are mistaken for
clouds, which can form when moist air flow is disrupted by
obstructions. These have a natural lens-like or saucer-like shape and
often feature multiple layers that look like aeronautical structures.
Some images of lenticular clouds are shown below:
The 5-10% of reports without obvious explanations mostly have
insufficient information for analysis. However, a number of more
complete cases have been pursued carefully and have turned up no
convincing evidence of extraterrestrial craft. (E.g. see the Philip
Klass book UFO's Explained, cited below.)
Some famous cases were deliberate frauds/hoaxes. There are many
more cases of obvious self-delusion or irresponsible hype.
Historical UFO reports are clearly strongly colored by people's
prejudices. In the 19th century, reports tended to be of
"airships"---i.e. balloons or dirigibles. There were very few "saucer"
reports before 1947.
Many psychological factors are involved (e.g. early
flurries of UFO reports coincided with Cold War tensions and
widespread fear of a Soviet attack). The UFO "flaps" (clusters of
reports) have all the hallmarks of crowd/collective effects. Serious
investigators must work hard to separate the mass psychology from
whatever reality might lie behind the reports. Overall, the UFO
phenomenon shows symptoms of a mild form of mass hysteria.
There has been an overwhelming media influence, especially
from film or TV dramas (e.g. at right), on the frequency and
especially on the similarity of modern reports.
- There have been many UFO reports, but thousands of badly
documented cases are less useful than a single, thoroughly documented
Only a minority involve photographs. We will show a number of UFO
photos in class and consider the possible explanations of them.
- After investigation, it turns out that 90-95% of UFO reports
are clearly misperceived natural or human phenomena: airplanes,
balloons, planets, stars, clouds, birds, unusual atmospheric phenomena
(e.g. ice crystal scattering
Click here to see a
remarkable collection of the unusual natural sky phenomena
that could be mistaken for spacecraft.
- The most commonly reported "UFO" other than airplanes is
Venus. It can be
dazzlingly white and astonishingly bright, making people think it's
close by, when in reality it is millions of miles
away. "Seeing" effects in Earth's
atmosphere can cause it (and other planets and bright stars) to appear
to pulsate, wobble, or change color.
Here's a zeroth-order reality
check if you see something strange in the sky:
- Watch for 5 minutes. Is the "UFO" stationary with
respect to the stars?
If yes, then it's probably a celestial object, a minimum of many millions
of miles from Earth.
- Is it within about
40o of the western or eastern horizon?
- Is it in a Zodiacal constellation?
If yes to all three, then it's probably Venus.
Jupiter is also a commonly-reported "UFO," but it need
not meet criterion (2) here.
Ironically, the similarity is then cited as evidence for the reality
of the phenomenon.
Saucer-like craft had themselves debuted in 1920's science fiction
magazines----20 years before people started reporting them in the
Public impressions of alien spacecraft and aliens themselves are now so
strongly driven by fictional media presentations, that it is almost
impossible to disentangle reality from prejudice in most reported
Belief in UFO's as extraterrestrial can have religious
overtones (e.g. the ET's substitute for the second coming of
Christ) and has sometimes been linked to explicitly religious
Finally, what about the credibility of an almost impenetrable
government conspiracy to cover up evidence of alien visitations for
the last 70 years?
Answer that for yourself with three letters: I.N.S.:
The bottom line is that in 70 years, there has not been a
single UFO case meeting the conventional standards for scientific
validation, let alone the higher ones needed to accept an
Recent decades have featured an embarrassingly rich tableau of
ineptitude and porosity by government agencies. Lest we forget one of
the classic cases: the Immigration and Naturalization Service issued
welcoming visas to some of the September 11th hijackers 9 months after
they had died in the wreckage of their aircraft.
- UFO's present a very low probability of being a new or important
- There is a near-zero probability of alien spacecraft being
- That is the scientific assessment today. Of course, the evidence
could improve dramatically tomorrow. The scientific
consensus has sometimes rejected the right ideas for the wrong reasons
(e.g. meteorites, continental drift).
- But wait for the evidence.
Reading for this lecture:
H. G. Wells War of the Worlds (an electronic version from
Project Gutenberg is
Study Guide 18
Optional reading: Philip J. Klass UFO's Explained (Clemons
Library, TL 789.K56 1975)
Optional reading: Curtis Peebles Watch the Skies! A Chronicle of the
Flying Saucer Myth (Clemons Library TL789.3 .P44 1994).
Reading for next lecture:
Study Guide 19
Bennett textbook, Chapter 10.
in Pop Literature
War of the
Radio Broadcast of "The War
of the Worlds" (Orson Welles, 1938)
War of the Worlds, The Musical(!)
the Dr. Zeus collection of
"War of the Worlds" book covers. Trace the evolving
visualizations of one of the most re-published novels in history.
Electronic versions of other H. G. Wells stories
War of the Worlds.
Summer 2005 Steven Spielberg-Tom Cruise blockbuster film version.
Wikipedia article on the 2005 film
of Invaders From Mars (1953 film)
Warning, an interesting 1994 TV movie that reproduces, if a bit
clumsily, the "live broadcast" atmosphere of the Orson Welles 1938
radio program in updated form, employing asteroid impacts
(see Guide 22) as the invaders' weapon.
Life in the Universe (Study Guide 23)
Extraordinary Popular Delusions and the Madness of
Crowds Charles Mackay (1841).
Famous compendium of cases of mass hysteria, collective
delusions, economic mania, and magnificent scams. You will
immediately realize that some of these are amazingly similar to the
dot-com and toxic mortgage bubbles. Human frailties have not
diminished much in the last 2000 years, and this book provides
vivid documentation. Required reading for anyone planning a
career in social science, politics, law, marketing, or
As of 2014, you can find upwards of 200 million pages(!)
on the Web that discuss UFO's (up by 50x in 10 years). The vast
majority of these will feature uncritical acceptance of the ET
hypothesis. Some antidotes:
April 2018 by rwo
Artwork here is from
War of the Worlds, The Musical and original film posters & promo
material. Scan of the cover of the 1993 edition of WoW from
Text copyright © 1998-2018 Robert W. O'Connell. All
rights reserved. These notes are intended for the private,
noncommercial use of students enrolled in Astronomy 1210 at the
University of Virginia.